David L. Hubble
Professional summary
David Lowell Hubble, who also goes by David L Hubble, is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Turluck, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Lowell Hubble's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2022 - Present
COMPOUND PLANNING, INC.
February 12, 2016 - October 18, 2022
CLARAPHI ADVISORY NETWORK, LLC
July 31, 2007 - February 16, 2016
B. RILEY WEALTH ADVISORS, INC.
July 12, 2007 - February 16, 2016
NATIONAL SECURITIES CORPORATION
November 7, 1996 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
October 31, 1990 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
June 13, 1989 - November 7, 1990
EQIS SECURITIES, LLC
November 19, 1986 - June 15, 1989
PRUDENTIAL EQUITY GROUP, LLC
June 6, 1983 - November 29, 1986
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
COMPOUND PLANNING, INC.
CRD#: 171787 / SEC#: 801-126007
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/7/2022)
Exams
Current Firm
COMPOUND PLANNING, INC.
CRD#: 171787 / SEC#: 801-126007
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 3,025,356,111 |
Red Flags
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