Richard R. Rysiewski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Raymond Rysiewski, CFP® was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 5 firms and has passed the Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
August 25, 2010 - December 31, 2025
RYSIEWSKI, RICHARD R.
October 15, 1991 - December 31, 2010
AVANTAX INVESTMENT SERVICES, INC.
February 24, 1988 - October 31, 1989
TRIPLE CHECK FINANCIAL SERVICES, INC.
October 20, 1983 - December 11, 1987
MUTUAL SERVICE CORPORATION
April 4, 1983 - November 1, 1983
HALL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/11/1981
Non-Member General Securities ExaminationCurrent Firm
RYSIEWSKI, RICHARD R.
CRD#: 124305 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 44,203,917 |
Red Flags
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