Stanley S. Garrison

SIERRA CAPITAL MANAGEMENT

Bakersfield, CA 93309

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CRD#: 1126118

Professional summary

Stanley Scott Garrison, who also goes by S Scott Garrison, Scott Garrison, Stanley Scott Garrison, is a registered financial advisor currently at SIERRA CAPITAL MANAGEMENT located in Bakersfield, California.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Stanley has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

S Scott Garrison | Scott Garrison | Stanley Scott Garrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Scott Garrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2020 - Present

SIERRA CAPITAL MANAGEMENT

Office #1: 5401 Business Park South #217, Bakersfield, CA 93309

RIA

CRD#: 112055

Bakersfield, CA

Past

September 8, 2009 - August 7, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

BAKERSFIELD, CA

Past

September 8, 2009 - August 7, 2015

LPL FINANCIAL LLC

CRD#: 6413

BAKERSFIELD, CA

Past

December 23, 2008 - September 8, 2009

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

BAKERSFIELD, CA

Past

December 23, 2008 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BAKERSFIELD, CA

Past

March 22, 1996 - December 5, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BAKERSFIELD, CA

Past

September 15, 1995 - December 5, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

BAKERSFIELD, CA

Past

February 7, 1989 - September 11, 1995

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

April 23, 1986 - January 3, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

June 9, 1983 - April 23, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/7/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Current Firm

SIERRA CAPITAL MANAGEMENT

GARRISON, STANLEY SCOTT | STANLEY SCOTT GARRISON | SIERRA CAPITAL MANAGEMENT

CRD#: 112055 / SEC#:

California

Registered Investment Advisory firm - (9/13/1999 Approved)

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Contact information

Main Address

5401 Business Park South Suite 122, Bakersfield, CA 93309

Mailing Address

Phone number

(661) 327-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stanley S. Garrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Scott Garrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/1983

SIE

Date: 8/7/2015

Series 7

Date: 5/21/1983

Current Firm

SIERRA CAPITAL MANAGEMENT

Contact information

Documents

Red Flags

Company Information

SIERRA CAPITAL MANAGEMENT

TRUST BUT VERIFY

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