Paula A. Argyros
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Ann Argyros, who also goes by Paula Argyros, Paula Argyros Cannella, Paula A Herron, Paula Argyros Herron, was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 1987. Paula had worked at 6 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2002 - December 31, 2011
ALLIED BEACON PARTNERS, INC.
January 27, 1997 - March 6, 2002
FIRST SECURITIES USA, INC.
September 11, 1995 - January 23, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 12, 1991 - October 15, 1993
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
July 11, 1988 - November 27, 1989
WESTMORELAND CAPITAL CORPORATION
February 25, 1987 - March 16, 1988
CFG SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED BEACON PARTNERS, INC.
CRD#: 46227 / SEC#: , 8-51357
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEACON AQUISITION PARTNERS, INC | SHAREHOLDER | |
| MATHER, ROBERT PHILIP | PRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY | 1764918 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
