Jon P. Bourg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Patrick Bourg was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1983. Jon had worked at 8 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2000 - December 31, 2001
USALLIANZ SECURITIES, INC.
October 29, 1993 - December 9, 1999
OSAIC FS, INC.
September 18, 1990 - July 20, 1993
SECURIAN FINANCIAL SERVICES, INC.
May 10, 1990 - October 5, 1990
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 23, 1989 - October 4, 1990
SIGNATOR INVESTORS, INC.
July 8, 1988 - May 23, 1989
AVANTAX INVESTMENT SERVICES, INC.
October 29, 1987 - October 4, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 3, 1987 - July 14, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
August 11, 1983 - October 4, 1990
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USALLIANZ SECURITIES, INC.
CRD#: 40875 / SEC#: , 8-49216
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | SHAREHOLDER | |
| HOWELL, RUTH ANNETTE | CHIEF COMPLIANCE OFFICER, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | |
| INGERSOLL, THADDEUS WINTHROP III | COMPLIANCE MANAGER, SENIOR REGISTERED OPTIONS PRINCIPAL | 2616975 |
| JORGENSEN, MICHAEL JAMES | PRESIDENT | 2676329 |
| REITAN, EMILY SUZANNE | CHIEF FINANCIAL OFFICER & TREASURER | 5209812 |
| VITIELLO, VINCENT GERARD | CHAIRMAN OF THE BOARD | 1059845 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
