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Roberto A. Hayesbellino

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CRD#: 1125884
RH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Roberto Americo Hayesbellino, who also goes by Roberta A Hayesbellino, Roberto A Hayesbellino, was a registered financial professional .

Roberto is a previously registered financial professional and started their career in finance in 1983. Roberto had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Roberta A Hayesbellino | Roberto A Hayesbellino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 2, 1985 - December 9, 1985

MARION BASS SECURITIES CORPORATION

BD
CRD#: 7961
Past

March 11, 1985 - April 22, 1985

BETTER HOMES AND GARDENS REAL ESTATE SECURITIES INCORPORATED

BD
CRD#: 15779
Past

June 27, 1984 - November 5, 1986

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
Past

September 20, 1983 - March 5, 1984

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
Past

September 20, 1983 - March 5, 1984

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/20/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MB
MARION BASS SECURITIES CORPORATION
MARION BASS SECURITIES CORPORATION

CRD#: 7961 / SEC#: , 8-23820

BD
Cancelled by SEC on 11/19/2004
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Contact information


Main Address
Mailing Address
Phone number
Established
North Carolina since 04/29/1979
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MARION BASS INVESTMENT GROUPPARENT CORPORATION
BASS, MARION FREDERICK JRCHAIRMAN, TREASURER, CEO, PRES, OPS, FINOP14421
MATTHEWS, RICHARD MELTONSENIOR VICE PRESIDENT, MSRB PRINCIPAL, GENERAL SECURITIES PRINCIPAL835660

Disclosures


Regulatory Event11
Arbitration8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARION BASS SECURITIES CORPORATION

CRD#: 7961

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