John F. Wisentaner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Wisentaner, who also goes by Jay Wisentaner, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2010 - January 5, 2024
NPF INVESTMENT ADVISORS
January 15, 1997 - March 12, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 15, 1997 - March 12, 1998
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
NPF INVESTMENT ADVISORS
CRD#: 104683 / SEC#: 801-3475
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NPF INVESTMENT ADVISORS
CRD#: 104683 / SEC#: 801-3475
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,831 |
| AUM (Assets Under Management) | $ 2,525,105,940 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 01/17/2025 | ||
| 01/19/2024 | ||
| 03/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
