Paul R. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Raymond Jackson, who also goes by Paul Raymond Jackson II, Paul Raymond Jackson III, Paul Jackson, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 16 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2017 - July 1, 2022
EDWARD JONES
September 25, 2017 - July 1, 2022
EDWARD JONES
November 30, 2016 - June 27, 2017
SCOTTRADE INVESTMENT MANAGEMENT
November 18, 2014 - June 27, 2017
SCOTTRADE, INC.
December 17, 2011 - February 8, 2013
FIFTH THIRD SECURITIES, INC.
December 17, 2011 - February 8, 2013
FIFTH THIRD SECURITIES, INC.
November 18, 2010 - January 6, 2011
PNC WEALTH MANAGEMENT LLC
November 18, 2010 - January 6, 2011
PNC WEALTH MANAGEMENT LLC
March 18, 2010 - August 30, 2010
ALLSTATE FINANCIAL SERVICES, LLC
October 28, 2009 - November 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 24, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 18, 2002 - June 8, 2004
U.S. BANCORP INVESTMENTS, INC.
January 1, 2002 - December 20, 2002
SIGNATOR INVESTORS, INC.
February 8, 2001 - January 1, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
March 9, 1998 - September 19, 2000
PRUDENTIAL EQUITY GROUP, LLC
February 1, 1997 - July 7, 1997
THE HUNTINGTON INVESTMENT COMPANY
October 2, 1992 - January 3, 1997
KEYBANC CAPITAL MARKETS INC.
September 15, 1988 - October 29, 1992
ADVEST, INC.
January 17, 1986 - September 28, 1988
SIGNATOR INVESTORS, INC.
May 30, 1985 - November 15, 1985
VP DISTRIBUTORS LLC
May 31, 1983 - May 3, 1985
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
EDWARD JONES
CRD#: 250 / SEC#: 801-3297, 8-759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDWARD JONES
CRD#: 250 / SEC#: 801-3297, 8-759
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JONES FINANCIAL COMPANIES, L.L.L.P. | LIMITED PARTNER | |
| CHUBAK, DAVID | HEAD OF WEALTH MANAGEMENT & FIELD MANAGEMENT | 3254042 |
| EDJ HOLDING COMPANY, INC. | GENERAL PARTNER | |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER - BROKER/DEALER | 4928947 |
| GUMBS, KEIR DEVON | CHIEF LEGAL OFFICER | 7815615 |
| GUNN, DAVID ALEXANDER | HEAD OF U.S. BUSINESS UNIT | 6150579 |
| JOHNSON, KRISTIN MICHELE | CHIEF OPERATING OFFICER | 2662524 |
| KLOCKE, JOSEPH LAWRENCE | CO-HEAD OF SUPERVISION | 2792068 |
| MIEDLER, ANDREW TIMOTHY | CHIEF FINANCIAL OFFICER | 4620055 |
| O'HANLON, ELIZABETH E | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR | 5834716 |
| PENNINGTON, PENELOPE | CHIEF EXECUTIVE OFFICER | 4037237 |
| PURDY, TODD JUDSON | HEAD OF OPERATIONS | 5623190 |
| WHALLEY, CASEY JOHN | CO-HEAD OF SUPERVISION | 4305865 |
Regulatory assets under management
| Total Number of Accounts | 5,086,856 |
| AUM (Assets Under Management) | $ 824,988,034,503 |
Disclosures
| Regulatory Event | 157 |
| Civil Event | 2 |
| Arbitration | 150 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 10/24/2024 | ||
| 09/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
