Harold E. Lasalle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Edward Lasalle was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1983. Harold had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2006 - December 6, 2013
IC ADVISORY SERVICES, INC.
October 18, 2002 - June 2, 2006
THE INVESTMENT CENTER, INC.
August 14, 1987 - December 6, 2013
THE INVESTMENT CENTER, INC.
June 21, 1984 - October 20, 1987
PRUCO SECURITIES, LLC.
April 3, 1984 - August 24, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 23, 1983 - February 7, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
