Christopher J. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Henderson, who also goes by Christopher J Henderson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 6 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2012 - October 26, 2012
WILLIAM O'NEIL SECURITIES
October 24, 2006 - March 5, 2009
MANAGED ACCOUNT SERVICES, LLC
January 6, 2000 - June 3, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
June 29, 1995 - August 8, 2006
VDM INSTITUTIONAL BROKERAGE, LLC
April 26, 1995 - January 5, 2000
FIRST OPTIONS OF CHICAGO, INC.
April 19, 1983 - January 11, 1995
HENDERSON BROTHERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAM O'NEIL SECURITIES
CRD#: 894 / SEC#: , 8-11763
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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