Michael C. Lawrence
Professional summary
Michael Charles Lawrence, who also goes by Michael C Lawrence, Mike Lawrence, is a registered financial professional currently at CAPITAL PORTFOLIO MANAGEMENT, INC. located in Timonium, Maryland.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Charles Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 1995 - Present
CAPITAL PORTFOLIO MANAGEMENT, INC.
Office #1: 9515 Deereco Road Ste 1010, Timonium, MD 21093Office #2: 9515 Deereco Road Suite 1010, Timonium, MD 21093February 11, 1991 - September 26, 1995
A. G. EDWARDS & SONS, INC.
March 21, 1988 - April 3, 1991
CITIGROUP GLOBAL MARKETS INC.
November 17, 1987 - March 26, 1988
GROVE POINT INVESTMENTS, LLC
August 23, 1985 - October 23, 1987
INVEST FINANCIAL CORPORATION
April 19, 1983 - August 5, 1985
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2004)
(9/29/1995)
(9/19/2012)
Exams
FINRA
Current Firm
CAPITAL PORTFOLIO MANAGEMENT, INC.
CRD#: 29302 / SEC#: , 8-44225
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DYER, PATRICK VINCENT | PRESIDENT/COMMON STOCK SHAREHOLDER/CONTROL PERSON/CHIEF COMPLIANCE OFFICER | 1668143 |
| BATHURST, GERALD LEE | PREFERRED SHAREHOLDER - NON-VOTING | 4765994 |
| BURGSTINER, VIRGINIA L | PREFERRED SHAREHOLDER | |
| FRIES, LOUIS F. | PREFERRED SHAREHOLDER | 5688603 |
| MIDDLETON, STEVEN WEIHE | PREFERRED SHAREHOLDER | 4367629 |
| TAYLOR, LAVENA RUTH | PREFERRED SHAREHOLDER/NON-VOTING | 2579245 |
| BATHURST, ROSEMARY ANNE | PREFERRED SHAREHOLDER - NON-VOTING | 4765983 |
| EISWERT, MARY K | PREFERRED SHAREHOLDER | |
| MIDDLETON, KRISTIN W | PREFERRED SHAREHOLDER - NON VOTING | 4664838 |
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 15,800,000 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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