Lawrence J. Moskat

RETIREMENTOME AND INHERITANCE ADVISORS

Scottsdale, AZ 85258-1023

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CRD#: 1125249

Professional summary

Lawrence Jay Moskat, CFP®, who also goes by Larry Moskat, is a registered financial advisor currently at RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC located in Scottsdale, Arizona.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Lawrence has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Moskat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LAWRENCE J MOSKAT CFP, INDEPENDENT INSURANCE SALES, COMMENCED 01/2005, SOLE PROPRIETORSHIP, INVESTMENT RELATED, 40 HOURS/MONTH TIME SPENT, 100% OWNERSHIP, AGENT/REP;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Jay Moskat's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

March 19, 2009 - Present

RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC

Office #1: 10446 N 74th St Ste 220, Scottsdale, AZ 85258-1023

RIA

CRD#: 149560

Scottsdale, AZ

Past

March 8, 2010 - November 14, 2012

BROTHERTON INVESTMENT CONSULTANTS LLC

RIA

CRD#: 112595

SCOTTSDALE, AZ

Past

October 31, 2008 - April 1, 2009

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

March 19, 2002 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

SCOTTSDALE, AZ

Past

March 14, 1988 - March 19, 2002

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

May 27, 1987 - February 26, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

June 24, 1985 - May 2, 1987

INLAND SECURITIES CORPORATION

CRD#: 15807

Past

April 16, 1984 - June 28, 1985

FSC SECURITIES CORPORATION

CRD#: 7461

Past

May 17, 1983 - April 2, 1984

SECURITIES RESOURCE GROUP, LTD.

CRD#: 6037

Past

April 19, 1983 - May 23, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/19/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/10/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Current Firm

RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC

NAME 805 | RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC

CRD#: 149560 / SEC#:

Arizona

Registered Investment Advisory firm - (3/19/2009 Approved)

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Contact information

Main Address

10446 N 74th St Ste 220, Scottsdale, AZ 85258-1023

Mailing Address

15071 N 100th Pl, Scottsdale, AZ 85260

Phone number

(480) 556-7033

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lawrence J. Moskat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Jay Moskat's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROTHERTON INVESTMENT CONSULTANTS LLC

OSAIC SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

THE ADVISORS GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

INLAND SECURITIES CORPORATION

FSC SECURITIES CORPORATION

SECURITIES RESOURCE GROUP, LTD.

SOUTHMARK FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/1998

Series 63

Date: 4/20/1983

Series 7

Date: 4/16/1983

Current Firm

RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC

TRUST BUT VERIFY

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