Becky L. Gustafson

ELEVATION POINT WEALTH PARTNERS

Minneapolis, MN 55437

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CRD#: 1125220

Professional summary

Becky Lynn Gustafson, who also goes by Becky L Gustafson, is a registered financial advisor currently at ELEVATION POINT WEALTH PARTNERS, LLC located in Minneapolis, Minnesota.

Becky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Becky has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Becky L Gustafson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Becky Lynn Gustafson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2021 - Present

ELEVATION POINT WEALTH PARTNERS, LLC

Office #1: 8000 Norman Center Drive Suite 630, Minneapolis, MN 55437

RIA

CRD#: 137068

Minneapolis, MN

Past

January 20, 2017 - July 1, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MINNEAPOLIS, MN

Past

October 24, 2016 - July 1, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MINNEAPOLIS, MN

Past

December 9, 2008 - January 29, 2010

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

EDINA, MN

Past

December 3, 2008 - January 29, 2010

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

EDINA, MN

Past

August 4, 2004 - December 3, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAYZATA, MN

Past

July 1, 2003 - December 3, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAYZATA, MN

Past

November 19, 1998 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 28, 1997 - October 6, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 9, 1994 - June 8, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 18, 1993 - July 28, 1994

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

November 15, 1986 - May 18, 1993

SRM SECURITIES, INCORPORATED

CRD#: 13716

LOS ANGELES, CA

Past

April 19, 1983 - September 21, 1984

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATION POINT WEALTH PARTNERS, LLC

CRD#: 137068 / SEC#: 801-65068

RIA

Registered Investment Advisory firm - (1/3/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/2/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/14/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/17/2000

General Securities Sales Supervisor - General Module Examination

Current Firm

ELEVATION POINT WEALTH PARTNERS, LLC

CRD#: 137068 / SEC#: 801-65068

RIA

Registered Investment Advisory firm - (1/3/2006 Approved)

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Contact information

Main Address

1580 Lincoln Street Suite 680, Denver, CO 80203

Mailing Address

Phone number

(303) 382-2880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EPWP ADV PART 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	8,324
AUM (Assets Under Management)	$ 2,434,909,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Becky L. Gustafson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Becky Lynn Gustafson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

FINANCIAL WEST GROUP

SRM SECURITIES, INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ELEVATION POINT WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2017

Series 65

Date: 4/2/2004

Series 63

Date: 11/5/1997

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2016

Series 9

Date: 10/14/2002

Series 10

Date: 10/17/2000

Current Firm

ELEVATION POINT WEALTH PARTNERS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATION POINT WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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