Dennis E. Bolt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Eugene Bolt was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1983. Dennis had worked at 8 firms and has passed the Series 65, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2011 - August 29, 2012
ALPHA STRATEGIES INVESTMENT CONSULTING
November 16, 2009 - September 22, 2011
FIDUCIARY CONSULTING GROUP, LLC
July 20, 2009 - August 12, 2010
LIGHTHOUSE FINANCIAL SERVICES INC
October 30, 2007 - November 18, 2011
RETIREMENT ALLIANCE, INC.
February 23, 2005 - December 31, 2006
AVANTAX INVESTMENT SERVICES, INC.
July 8, 1997 - August 10, 2004
CHARLES SCHWAB & CO., INC.
August 4, 1988 - August 10, 2004
CHARLES SCHWAB & CO., INC.
May 13, 1988 - June 21, 1988
CAPITAL BROKERAGE CORPORATION
May 26, 1983 - June 19, 1985
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 12/22/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALPHA STRATEGIES INVESTMENT CONSULTING
CRD#: 151782 / SEC#:
Contact information
Red Flags
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