Victor J. Gray

ALPHASTAR CAPITAL MANAGEMENT

Cincinnati, OH 45242

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CRD#: 1125130

Professional summary

Victor Jerome Gray is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Cincinnati, Ohio.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Victor has worked at 8 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA: VICTOR GRAY FINANCIAL SERVICES 7588 CENTRAL PARK BLVD, SUITE 119 MASON, OH 45040. INSURANCE, APPROXIMATELY 40 HOURS PER MONTH, 40 HOURS PER MONTH DURING SECURITIES TRADING HOURS. HORSE OWNING AND TRAINING; APPROXIMATELY 50 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. MINISTER; APPROXIMATELY 4 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Jerome Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2012 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 8170 Corporate Park Drive Suite 220, Cincinnati, OH 45242

RIA

CRD#: 157423

Cincinnati, OH

Past

November 19, 2008 - January 6, 2012

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

November 18, 2008 - January 6, 2012

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MASON, OH

Past

March 19, 2007 - September 13, 2007

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BRADENTON, FL

Past

June 6, 2005 - January 6, 2006

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

BRADENTON, FL

Past

August 27, 2004 - June 6, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST CARRILLTON, OH

Past

August 24, 2004 - June 6, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

December 19, 2003 - July 29, 2004

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

March 15, 1995 - January 16, 2004

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

October 12, 1992 - June 28, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

December 22, 1983 - June 28, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 12/19/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Victor J. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Jerome Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE ADVISOR SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 6

Date: 12/19/1983

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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