Alfred A. Napolitano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Arthur Napolitano was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1983. Alfred had worked at 15 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1999 - December 1, 1999
F1 TRADING.COM, INC.
July 23, 1998 - May 5, 1999
WEATHERLY SECURITIES CORPORATION
August 26, 1997 - July 6, 1998
H.J. MEYERS & CO., INC.
November 21, 1996 - September 11, 1997
MEYERS POLLOCK ROBBINS, INC.
April 4, 1996 - December 3, 1996
PRESTON LANGLEY ASSET MANAGEMENT, INC.
January 10, 1992 - April 11, 1996
CONTINENTAL BROKER-DEALER CORP.
May 30, 1990 - December 5, 1990
SOUTH RICHMOND SECURITIES, INC.
May 7, 1990 - June 29, 1990
ROBERT TODD FINANCIAL CORP.
January 25, 1990 - June 4, 1990
VANDERBILT SECURITIES, INC.
May 20, 1988 - February 15, 1990
J. T. MORAN & CO., INC.
February 2, 1987 - May 26, 1988
SHERWOOD CAPITAL, INC.
July 3, 1985 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
October 23, 1984 - July 10, 1985
CREATIVE SECURITIES CORP.
November 8, 1983 - March 6, 1984
ADVEST, INC.
May 25, 1983 - November 7, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
F1 TRADING.COM, INC.
CRD#: 20375 / SEC#: , 8-38287
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
