Richard H. Hannaford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Harville Hannaford was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 10 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2001 - February 6, 2015
SEIDEL & CO., LLC
April 2, 2001 - October 31, 2001
BGC FINANCIAL, L.P.
June 22, 2000 - March 6, 2001
CANTOR FITZGERALD & CO.
February 21, 1990 - March 6, 2001
MINT BROKERS
February 5, 1990 - February 27, 1990
MINT BROKERS
February 5, 1990 - March 6, 2001
CANTOR FITZGERALD SECURITIES
March 28, 1989 - February 14, 1990
HERZOG, HEINE, GEDULD, LLC
April 29, 1986 - February 8, 1989
JSC SECURITIES, INC.
November 29, 1985 - November 30, 1985
WOLFE & HURST BOND BROKERS INC.
February 28, 1984 - July 17, 1984
TRIPP & CO., INC.
September 21, 1983 - February 13, 1984
BERNARD HEROLD & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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