James R. Famularo

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CRD#: 1124899

Professional summary

James Richard Famularo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

James is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, James had worked at 3 firms, which includes NATIONAL DISCOUNT SECURITIES CORP., H. BURCKHARDT & COMPANY INC., BLINDER ROBINSON & CO. INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

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None

Experience

Past

March 30, 1984 - August 20, 1986

NATIONAL DISCOUNT SECURITIES CORP.

CRD#: 14570

Past

January 27, 1984 - March 5, 1984

H. BURCKHARDT & COMPANY, INC.

CRD#: 10274

Past

July 2, 1983 - January 12, 1984

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/1/1984

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/1983

General Securities Principal Examination

Current Firm

NATIONAL DISCOUNT SECURITIES CORP.

CRD#: 14570 / SEC#: , 8-30874

Cancelled by FINRA on 08/20/1986

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Contact information

Main Address

Mailing Address

Phone number

Established

Firm type

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# of Employees

Documents

Red Flags

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James R. Famularo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL DISCOUNT SECURITIES CORP.

H. BURCKHARDT & COMPANY, INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 5/21/1983

Series 53

Date: 10/1/1984

Series 24

Date: 10/26/1983

Current Firm

NATIONAL DISCOUNT SECURITIES CORP.

Contact information

Documents

Red Flags

Company Information

NATIONAL DISCOUNT SECURITIES CORP.

TRUST BUT VERIFY

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