Zaven A. Yarumian
Professional summary
Zaven Andrew Yarumian, who also goes by Zaven A Yarumian, Zaven Andrew Yarumian, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Natick, Massachusetts and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Zaven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Zaven has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zaven Andrew Yarumian's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2021 - Present
IP FINANCIAL ADVISORY SERVICES LLC
February 10, 2021 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210May 4, 2015 - April 1, 2019
FITZGIBBON TOIGO & CO. LLC
December 17, 2012 - March 10, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 2012 - March 10, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2021)
(4/23/2021)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
