David L. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Bennett was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 1 firm and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1983 - October 31, 1983
FIRST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST FINANCIAL SECURITIES, INC.
CRD#: 6758 / SEC#: , 8-18123
Contact information
Documents
Red Flags
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