JM
John M. Massey
KESTRA ADVISORY SERVICES
Montgomery, AL 36117
Some features on this profile are disabled
CRD#: 1124058
JM
Professional summary
John Malcomb Massey is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Montgomery, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Montgomery, Alabama.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. John has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Corporate Financial Services, LLC ,CFS Properties, LLC , CFS Advisors, LLC Investment Related: Yes Address: 7050 Fain Park Dr. Suite 12 Montgomery AL 36117 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: President Start Date: 2/27/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Selling Retirement Plan and meeting with companies to review annual reports Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin AL 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 2/27/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IAR Bus Name: MASSEY INVESTMENT GROUP, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes #OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2025 ADDRESS: 7050 Fain Park Dr., STE 12, Montgomery AL 36117, United States DESCRIPTION: Approving the purchase of property and providing personal capital for the purchases.
CRS (Client Relationship Summary) - RIA
Click below to view John Malcomb Massey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7050 Fain Park Dr. Ste 12, Montgomery, AL 36117RIA
CRD#: 283330
Montgomery, AL
Current
February 27, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7050 Fain Park Dr. Ste 12, Montgomery, AL 36117BD
CRD#: 42046
Montgomery, AL
Past
September 11, 2019 - February 28, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MONTGOMERY, AL
Past
June 21, 2013 - February 28, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MONTGOMERY, AL
Past
August 15, 2007 - July 16, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MONTGOMERY, AL
Past
June 20, 2003 - August 3, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
MONTGOMERY, AL
Past
May 3, 1999 - June 13, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
July 11, 1985 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
September 28, 1984 - February 23, 1987
OSAIC FS, INC.
BD
CRD#: 3870
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2020)
IAR
Alabama(2/27/2020)
RR
Florida(2/27/2020)
RR
Georgia(2/27/2020)
RR
Mississippi(2/27/2020)
RR
Tennessee(2/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
