Timothy P. Cohan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Paul Cohan was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1983. Timothy had worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 10, Series 14, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2004 - September 18, 2023
KATAMA SECURITIES LLC
July 25, 1987 - September 9, 2002
MORGAN STANLEY MARKET PRODUCTS INC.
April 19, 1983 - September 9, 2002
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 11/29/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KATAMA SECURITIES LLC
CRD#: 124667 / SEC#: , 8-65708
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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