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MS

Michael J. Schuchard

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CRD#: 1123788
MS

Professional summary

Michael James Schuchard was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Michael had worked at 4 firms, which includes TRIQUEST FINANCIAL INC., VIP FINANCIAL COMPANIES INC., V.I.P. FINANCIAL COMPANIES, WOODBURY FINANCIAL SERVICES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Schuchard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 17, 1993 - April 4, 1996

TRIQUEST FINANCIAL, INC.

BD
CRD#: 6596
GLENDALE, CA
Past

June 29, 1990 - July 8, 1994

VIP FINANCIAL COMPANIES, INC.

BD
CRD#: 18892
Past

November 20, 1984 - June 29, 1990

V.I.P. FINANCIAL COMPANIES

BD
CRD#: 15100
Past

April 26, 1983 - July 16, 1984

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/12/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1988
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/22/1983
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TF
TRIQUEST FINANCIAL, INC.
G.A. SCHUMACHER & ASSOCIATES, INC. | TRIQUEST FINANCIAL, INC. | SCHUMACHER & ASSOCIATES, INC.

CRD#: 6596 / SEC#: , 8-17701

BD
Terminated by SEC on 08/29/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 07/13/1973
Firm type
Corporation
Fiscal year end
January
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SCHUMACHER, GEORGE ALPHONSECEO, V.P., TREASURER415872
WHITING, CHARLES WILLIAMPRESIDENT465646
BRENNER, LEON J.NONE4307890
DUNN, LESLIE JOSEPHCORPORATE SECERTARY; DIRECTOR1008286
VOSS, STEVEN WILLIAMDIRECTOR1502737

Disclosures

Regulatory Event4
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

TRIQUEST FINANCIAL, INC.

CRD#: 6596

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