David L. Buckingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Buckingham was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 14 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 1998 - August 25, 1999
MEDALLION EQUITIES, INC.
April 25, 1997 - August 27, 1998
THE INVESTMENT CENTER, INC.
March 7, 1995 - April 25, 1997
INVEST FINANCIAL CORPORATION
August 29, 1994 - March 10, 1995
LOCUST STREET SECURITIES, INC.
July 24, 1993 - October 18, 1993
OSAIC WEALTH, INC.
June 22, 1992 - November 6, 1992
MARINER FINANCIAL SERVICES, INC.
January 19, 1990 - April 10, 1991
LINCOLN INVESTMENT
November 14, 1989 - February 12, 1990
FOCUS II SECURITIES, INC.
November 2, 1988 - December 7, 1989
CADARET, GRANT & CO., INC.
January 30, 1987 - November 17, 1988
FOCUS SECURITIES, INC.
May 17, 1985 - August 12, 1985
BERACHAH SECURITIES CORPORATION
April 9, 1985 - February 11, 1987
FSC SECURITIES CORPORATION
August 27, 1984 - April 1, 1985
EMPIRE NATIONAL SECURITIES, INCORPORATED
May 4, 1983 - July 13, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEDALLION EQUITIES, INC.
CRD#: 43399 / SEC#: , 8-50258
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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