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Calvin Burchard Grigsby

CRD# 1123572·Registered 1984 - 2015
Previously Registered: Being a previously registered professional could mean that Calvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Calvin Burchard Grigsby, who also goes by Calvin B Grigsby, was a registered financial advisor. Calvin was a previously registered financial advisor and started their career in finance 1984 - 2015. Calvin had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Calvin B Grigsby

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

SECURITY CAPITAL BROKERAGE, INC.·CRD# 35405
BD
Atlanta, GA
January 15, 2015 - May 1, 2015
GRIGSBY & ASSOCIATES, INC.·CRD# 13364
RIA
New York, NY
January 15, 2002 - December 31, 2012
GRIGSBY & ASSOCIATES, INC.·CRD# 13364
BD
New York, NY
January 16, 1984 - November 7, 2012

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Current Firm

SC
SECURITY CAPITAL BROKERAGE, INC.

SECURITY CAPITAL BROKERAGE, INC.

CRD#: 35405 / SEC#: 8-46669
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303

Mailing Address

260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303

Phone Number

(404) 230-8475

Established

Georgia since 10/04/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LEWIS, NATHAN LCEO, CCO, PRESIDENT & EXEC REP4193024
RICHMOND, LEROME CORDELLPASSIVE SHAREHOLDER—
CARTER, ANA RFINOP, CFO4424794

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1983About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2012About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1983About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1983About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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