William V. Nagle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Vincent Nagle SR, who also goes by William VIncent Nagle, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2019 - October 1, 2024
PINNACLE INVESTMENTS, LLC
January 30, 2018 - September 23, 2019
ESSEX SECURITIES LLC
May 13, 2016 - December 31, 2017
SIGNATOR INVESTORS, INC.
November 30, 2010 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 20, 2004 - December 2, 2010
INVESTORS CAPITAL CORP.
September 26, 2003 - May 25, 2004
USALLIANZ SECURITIES, INC.
July 31, 1997 - September 25, 2003
INVESTORS CAPITAL CORP.
July 9, 1997 - July 31, 1997
INVESTORS CAPITAL CORP.
June 16, 1992 - July 9, 1997
MARINER FINANCIAL SERVICES, INC.
October 17, 1991 - June 18, 1992
PLANNED INVESTMENTS INC.
December 13, 1983 - June 21, 1991
PFS INVESTMENTS INC.
Primary Firm SEC Registration
PINNACLE INVESTMENTS, LLC
CRD#: 142910 / SEC#: 801-67860, 8-67515
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINNACLE INVESTMENTS, LLC
CRD#: 142910 / SEC#: 801-67860, 8-67515
Contact information
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
