William H. Collier
Professional summary
William Henry Collier IV, who also goes by Bill Collier IV, William Henry Iv Collier, is a registered financial advisor currently at LIVE OAK PRIVATE WEALTH, LLC located in Rocky Mount, North Carolina.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Henry Collier IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2020 - Present
LIVE OAK PRIVATE WEALTH, LLC
Office #1: 210 Bryant Street Suite A, Rocky Mount, NC 27804January 30, 2016 - April 30, 2020
JOLLEY ASSET MANAGEMENT, LLC
January 4, 1994 - July 10, 1996
SCOTT & STRINGFELLOW, INC.
October 4, 1991 - January 11, 1994
WACHOVIA SECURITIES, INC.
May 24, 1988 - October 15, 1990
MID-ATLANTIC SECURITIES, INC.
February 24, 1988 - May 11, 1988
THOMSON MCKINNON SECURITIES INC.
October 31, 1984 - February 24, 1988
CAROLINA SECURITIES CORPORATION
April 19, 1983 - October 29, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
LIVE OAK PRIVATE WEALTH, LLC
CRD#: 297904 / SEC#: 801-113818
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/19/2020)
Exams
Current Firm
LIVE OAK PRIVATE WEALTH, LLC
CRD#: 297904 / SEC#: 801-113818
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,086 |
| AUM (Assets Under Management) | $ 1,067,283,022 |
Red Flags
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