Ronald J. Sloy

SLOY, DAHL & HOLST

VANCOUVER, WA 98660

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CRD#: 1123348

Professional summary

Ronald Joseph Sloy, CFP® is a registered financial advisor currently at SLOY, DAHL & HOLST, LLC located in Vancouver, Washington.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Ronald has worked at 4 firms and has passed the Series 63, Series 65, Series 6, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sloy, Dahl & Holst Holdings, Inc., 100% owner, Vancouver, WA, Holding Company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Joseph Sloy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

April 18, 1988 - Present

SLOY, DAHL & HOLST, LLC

Office #1: 1220 Main Street Suite 400, Vancouver, WA 98660

RIA

CRD#: 110102

VANCOUVER, WA

Past

September 6, 2000 - June 27, 2001

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

November 8, 1983 - May 3, 1991

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Past

April 20, 1983 - September 22, 1983

NICHOLS & GROW,INC.

CRD#: 10978

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLOY, DAHL & HOLST, LLC

SLOY DAHL & HOLST INC | SLOY, DAHL & HOLST, LLC | SLOY DAHL & HOLST, INC.

CRD#: 110102 / SEC#: 801-31712

RIA

Registered Investment Advisory firm - (3/25/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(3/24/2025)

IAR

Oregon
(4/18/1988)

IAR

Texas
(3/13/2013)

IAR

Washington
(7/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/15/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/30/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 5/17/2000

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/4/1983

Direct Participation Programs Representative Examination

Current Firm

SLOY, DAHL & HOLST, LLC

SLOY DAHL & HOLST INC | SLOY, DAHL & HOLST, LLC | SLOY DAHL & HOLST, INC.

CRD#: 110102 / SEC#: 801-31712

RIA

Registered Investment Advisory firm - (3/25/1988 Approved)

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Contact information

Main Address

1220 Main Street Suite 400, Vancouver, WA 98660

Mailing Address

Phone number

(503) 248-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SLOY DAHL & HOLST LLC ADV BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,016
AUM (Assets Under Management)	$ 1,681,640,167

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald J. Sloy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Joseph Sloy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSOCIATED SECURITIES CORP.

CETERA WEALTH SERVICES, LLC

NICHOLS & GROW,INC.

Primary Firm SEC Registration

SLOY, DAHL & HOLST, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/2000

Series 65

Date: 1/30/1996

Series 6

Date: 5/17/2000

Series 7

Date: 10/15/1983

Series 22

Date: 1/4/1983

Current Firm

SLOY, DAHL & HOLST, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SLOY, DAHL & HOLST, LLC

TRUST BUT VERIFY

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