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Townley Richard Bale

CRD# 11233·Registered 1968 - 2014
Previously Registered: Being a previously registered professional could mean that Townley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Townley Richard Bale, who also goes by Townley Richards Bale, was a registered financial advisor. Townley was a previously registered financial professional and started their career in finance 1968 - 2014. Townley had worked at 8 firms and has passed the Series 65, Series 63, Series 40 and Series 12 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Townley Richards Bale

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

59 years in the financial services industry

Current & Past Employments

BADGLEY PHELPS WEALTH MANAGERS·CRD# 108392
RIA
Seattle, WA
May 30, 2003 - August 26, 2014
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
April 29, 1994 - July 23, 2001
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - May 3, 1994
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
January 26, 1990 - September 4, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 15, 1988 - February 13, 1990
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 8, 1976 - February 15, 1988
DEAN WITTER & CO. INCORPORATED·CRD# 6466
BD
May 16, 1973 - November 14, 1976
DEAN WITTER & CO. INCORPORATED·CRD# 209
BD
November 1, 1968 - May 16, 1973

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Current Firm

BP
BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS INVESTMENT MANAGERS | BADGLEY, PHELPS AND BELL, INC. | BADGLEY, PHELPS AND BELL INVESTMENT ADVISORS | BADGLEY PHELPS WEALTH MANAGERS

CRD#: 108392 / SEC#: 801-9075

Contact Information

Main Address

1420 Fifth Avenue Suite 3200, Seattle, WA 98101-2349

Documents

Latest Form ADV

Part 2 Brochures

BADGLEY PHELPS ADV PART 2A APRIL 30, 2021 (4/30/2021)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1981About the Series 63 exam

Series 40 — Registered Principal Examination

Passed Apr 1967

Series 12 — NYSE Branch Manager Examination

Passed Apr 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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