Townley R. Bale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Townley Richard Bale, who also goes by Townley Richards Bale, was a registered financial professional .
Townley is a previously registered financial professional and started their career in finance in 1968. Townley had worked at 8 firms and has passed the Series 65, Series 63, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2003 - August 26, 2014
BADGLEY PHELPS WEALTH MANAGERS
April 29, 1994 - July 23, 2001
PIPER SANDLER & CO.
September 4, 1990 - May 3, 1994
WELLS FARGO CLEARING SERVICES, LLC
January 26, 1990 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
February 15, 1988 - February 13, 1990
LEHMAN BROTHERS INC.
October 8, 1976 - February 15, 1988
E. F. HUTTON & COMPANY INC
May 16, 1973 - November 14, 1976
DEAN WITTER & CO. INCORPORATED
November 1, 1968 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 4/25/1967
Registered Principal ExaminationSeries 12
Date: 4/11/1967
NYSE Branch Manager ExaminationCurrent Firm
BADGLEY PHELPS WEALTH MANAGERS
CRD#: 108392 / SEC#: 801-9075
Contact information
Red Flags
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