William Michael Montgomery | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Michael Montgomery, who also goes by Mike Montgomery, W Michael Montgomery, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1983. William had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Mike Montgomery | W Michael Montgomery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 7, 2020 - January 13, 2022

ONEDIGITAL

RIA

CRD#: 106766

Tampa, FL

Past

April 29, 2016 - December 27, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

TAMPA, FL

Past

July 19, 2013 - July 20, 2020

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

TAMPA, FL

Past

June 20, 2013 - March 11, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

TAMPA, FL

Past

June 14, 2013 - December 27, 2016

LPL FINANCIAL LLC

BD

CRD#: 6413

TAMPA, FL

Past

November 20, 2009 - June 17, 2013

FINANCIAL TELESIS INC

RIA

CRD#: 31012

TAMPA, FL

Past

November 7, 2007 - August 17, 2009

FIDUCIARY PARTNERS INVESTMENT CONSULTING, LLC

RIA

CRD#: 145471

CLEARWATER, FL

Past

July 23, 2007 - June 17, 2013

FINANCIAL TELESIS INC

BD

CRD#: 31012

TAMPA, FL

Past

February 23, 2007 - December 31, 2010

PRESIDIUM

RIA

CRD#: 138132

TAMPA, FL

Past

January 3, 2006 - September 15, 2006

FINANCIAL TELESIS INC

RIA

CRD#: 31012

TAMPA, FL

Past

October 8, 2004 - September 15, 2006

FINANCIAL TELESIS INC

BD

CRD#: 31012

TAMPA, FL

Past

January 14, 2003 - August 9, 2004

1717 CAPITAL MANAGEMENT COMPANY

BD

CRD#: 4082

NEWARK, DE

Past

October 15, 1993 - October 16, 2002

VOYA FINANCIAL PARTNERS, LLC

BD

CRD#: 34815

WINDSOR, CT

Past

August 6, 1993 - October 15, 1993

AELTUS CAPITAL, INC

BD

CRD#: 24928

HARTFORD, CT

Past

August 10, 1992 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD

CRD#: 13256

HARTFORD, CT

Past

August 5, 1992 - August 14, 1992

JOHN HANCOCK DISTRIBUTORS LLC

BD

CRD#: 5249

BOSTON, MA

Past

September 23, 1983 - September 4, 1984

HIMCO DISTRIBUTION SERVICES COMPANY

BD

CRD#: 6604

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ON

ONEDIGITAL

CRD#: 106766 / SEC#: 801-40622

RIA

Registered Investment Advisory firm - (1/22/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 8/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 12/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 8/4/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 26

Date: 11/9/1992

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ON

ONEDIGITAL

CRD#: 106766 / SEC#: 801-40622

RIA

Registered Investment Advisory firm - (1/22/1992 Approved)

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Contact information

Main Address

11101 Switzer Road Suite 200, Overland Park, KS 66210

Mailing Address

Phone number

(877) 742-2021

Established

Firm type

Fiscal year end

# of Employees

610

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - RETIREMENT PLAN SERVICES - 20250331 (3/31/2025)

FORM ADV PART 2A - WEALTH MANAGEMENT SERVICES - 20250331 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	38,423
AUM (Assets Under Management)	$ 142,602,344,768

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
08/27/2024	Cover Page	Report
10/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William M. Montgomery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

FIDUCIARY PARTNERS INVESTMENT CONSULTING, LLC

FINANCIAL TELESIS INC

PRESIDIUM

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

1717 CAPITAL MANAGEMENT COMPANY

VOYA FINANCIAL PARTNERS, LLC

AELTUS CAPITAL, INC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

JOHN HANCOCK DISTRIBUTORS LLC

HIMCO DISTRIBUTION SERVICES COMPANY

Primary Firm SEC Registration

ONEDIGITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2004

Series 63

Date: 8/23/1999

SIE

Date: 12/27/2016

Series 6

Date: 8/4/1992

Series 26

Date: 11/9/1992

Current Firm

ONEDIGITAL

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ONEDIGITAL

TRUST BUT VERIFY

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