Richard B. Price

MERIDIAN ASSET MANAGEMENT

Harbor Springs, MI

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CRD#: 1122907

Professional summary

Richard Brian Price is a registered financial advisor currently at MERIDIAN ASSET MANAGEMENT located in Harbor Springs, Michigan.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 15 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Individual insurance Agent - Independent contractor taxed at personal tax id (social security) number. Health and Life insurance sales through appointments with various insurance companies. Fixed annuity sales is considered investment related activity. First insurance licensed in October of 2004. Approximately 20 hours per week, 80 hours per month. Approximately 2 hours per day during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Brian Price's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2020 - Present

MERIDIAN ASSET MANAGEMENT

RIA

CRD#: 309728

Harbor Springs, MI

Past

July 20, 2010 - May 29, 2020

MICHIGAN ADVISORS, INC

RIA

CRD#: 124064

Harbor Springs, MI

Past

March 10, 2005 - May 29, 2020

BROADSTONE SECURITIES

CRD#: 101600

ROCHESTER, MI

Past

December 14, 2004 - January 10, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 14, 2004 - January 10, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

June 7, 1983 - August 22, 1984

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2004

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 12/21/1983

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 9/9/1983

National Commodity Futures Examination

Current Firm

MERIDIAN ASSET MANAGEMENT

MERIDIAN ASSET MANAGEMENT | RICHARD B. PRICE D/B/A MERIDIAN ASSET MANAGEMENT

CRD#: 309728 / SEC#:

Michigan

Registered Investment Advisory firm - (6/19/2020 Approved)

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Contact information

Main Address

Harbor Springs, MI

Mailing Address

Phone number

(248) 894-6497

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 32,129,569

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard B. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Brian Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

MICHIGAN ADVISORS, INC

BROADSTONE SECURITIES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

THOMSON MCKINNON SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2004

Series 63

Date: 6/2/1983

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2004

Series 15

Date: 12/21/1983

Series 3

Date: 9/9/1983

Current Firm

MERIDIAN ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERIDIAN ASSET MANAGEMENT

TRUST BUT VERIFY

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