John G. Norton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gregory Norton, who also goes by J Gregory, Jg Gregory, Greg North, Greg Norton, J Gregory Norton, Jg Norton, John G Norton, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2004 - September 5, 2017
CBIZ FINANCIAL SOLUTIONS, INC.
January 23, 2003 - December 31, 2003
NATIONAL PLANNING CORPORATION
September 4, 1997 - December 31, 2002
GROVE POINT INVESTMENTS, LLC
February 7, 1992 - August 7, 1997
HORNOR, TOWNSEND & KENT, LLC
June 14, 1983 - December 12, 1991
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
CBIZ FINANCIAL SOLUTIONS, INC.
CRD#: 16678 / SEC#: 801-56332, 8-34205
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CBIZ FINANCIAL SOLUTIONS, INC.
CRD#: 16678 / SEC#: 801-56332, 8-34205
Contact information
SEC notice filing (26 States and Territories)
FINRA licenses (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 23,881,016 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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