Marian T. Wellman
Professional summary
Marian Thompson Wellman, who also goes by Marian T Thompson, Marian Jean Thompsonwellman, is a registered financial advisor currently at INTERNATIONAL ASSET MANAGEMENT .
Marian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Marian has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marian Thompson Wellman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2010 - Present
INTERNATIONAL ASSET MANAGEMENT
February 7, 2001 - December 31, 2003
SECURITIES AMERICA, INC.
January 5, 2000 - January 9, 2001
CONSECO SECURITIES, INC.
September 30, 1996 - December 31, 1999
SUNAMERICA SECURITIES, INC.
May 9, 1994 - September 30, 1996
OSAIC WEALTH, INC.
October 18, 1993 - May 9, 1994
TRIPLE CHECK FINANCIAL SERVICES, INC.
January 29, 1992 - October 19, 1993
CETERA ADVISORS LLC
March 12, 1986 - April 21, 1987
SENTRA SECURITIES CORPORATION
February 18, 1986 - February 1, 1992
TRIPLE CHECK FINANCIAL SERVICES, INC.
April 18, 1983 - March 13, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
INTERNATIONAL ASSET MANAGEMENT
CRD#: 123418 / SEC#: 801-132369
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/5/2010)
Exams
Current Firm
INTERNATIONAL ASSET MANAGEMENT
CRD#: 123418 / SEC#: 801-132369
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 293 |
| AUM (Assets Under Management) | $ 106,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
