Bradley J. Fretz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley John Fretz was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1983. Bradley had worked at 3 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2008 - May 2, 2012
ASHFIELD CAPITAL PARTNERS
June 11, 1991 - July 16, 2007
ASHFIELD & CO INC
April 5, 1983 - March 20, 1984
JOHNSON & HIGGINS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/28/1993
Non-Member General Securities ExaminationCurrent Firm
ASHFIELD CAPITAL PARTNERS
CRD#: 142580 / SEC#: 801-67426
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
