Kevin J. Kluesner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Kluesner was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1983. Kevin had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - June 3, 2021
LEDGE WEALTH
April 28, 2017 - August 19, 2020
SECURITIES SERVICE NETWORK, LLC
January 21, 2014 - April 27, 2017
LPL FINANCIAL LLC
May 22, 2008 - April 27, 2017
LPL FINANCIAL LLC
September 7, 2001 - May 22, 2008
CETERA WEALTH SERVICES, LLC
July 15, 1997 - September 10, 2001
MARQUETTE FINANCIAL GROUP, INC.
June 16, 1997 - July 21, 1997
CETERA INVESTMENT SERVICES LLC
January 18, 1994 - June 12, 1997
BANCNORTH INVESTMENT GROUP, INC.
June 2, 1987 - July 21, 1997
CETERA INVESTMENT SERVICES LLC
April 20, 1983 - June 1, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 5/18/1983
Interest Rate Options ExaminationCurrent Firm
LEDGE WEALTH
CRD#: 165713 / SEC#: 801-112690
Contact information
Regulatory assets under management
| Total Number of Accounts | 854 |
| AUM (Assets Under Management) | $ 350,927,270 |
Red Flags
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