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Michael Charles Ermilio

CRD# 1122637·Registered 1983 - 1990
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Charles Ermilio, who also goes by Mike Ermilio, Millo Ermilio, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1983 - 1990. Michael had worked at 16 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Ermilio, Millo Ermilio

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

STUART, COLEMAN & CO., INC.·CRD# 8642
BD
November 20, 1989 - January 17, 1990
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
August 30, 1989 - November 8, 1989
JERSEY CAPITAL MARKETS GROUP INC.·CRD# 14406
BD
July 20, 1989 - September 18, 1989
ALLEGIANCE SECURITIES, INC.·CRD# 16213
BD
January 1, 1989 - June 21, 1989
MADISON CHAPIN ASSOCS., INC.·CRD# 14483
BD
November 7, 1988 - December 16, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.·CRD# 8663
BD
January 6, 1988 - November 28, 1988
MARSHALL DAVIS, INC.·CRD# 16278
BD
September 1, 1987 - December 21, 1987
OUTWATER & WELLS, INC.·CRD# 2959
BD
July 22, 1987 - September 3, 1987
MARKETFIELD SECURITIES LIMITED·CRD# 7682
BD
July 20, 1987 - August 11, 1987
VICEROY INTERNATIONAL SECURITIES CORP.·CRD# 13780
BD
May 10, 1985 - July 6, 1987
J. T. MORAN & CO., INC.·CRD# 15655
BD
November 14, 1984 - March 26, 1985
GEIGER, READE, INC.·CRD# 13979
BD
August 1, 1984 - August 23, 1984
HARLAN ROBERTS, INC.·CRD# 14092
BD
May 2, 1984 - August 5, 1985
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
January 16, 1984 - March 12, 1984
MARSAN SECURITIES CO., INC.·CRD# 7716
BD
December 8, 1983 - December 31, 1984
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
April 15, 1983 - April 3, 1984

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Current Firm

SC
STUART, COLEMAN & CO., INC.

STUART, COLEMAN & CO., INC.

CRD#: 8642 / SEC#: 8-25824
BD
Terminated by SEC on 08/02/1999

Contact Information

Established

New York since 12/05/1980

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1983About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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