Robert D. Boose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dean Boose was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 1987 - July 11, 1987
DIVERSIFIED EQUITIES CORP.
December 22, 1986 - September 14, 1987
ALLIED CAPITAL GROUP, INC.
August 23, 1985 - June 19, 1986
WAKEFIELD FINANCIAL CORPORATION
April 10, 1985 - July 18, 1985
BAIRD, PATRICK & CO., INC.
December 6, 1984 - April 2, 1985
VANDERBILT SECURITIES, INC.
October 18, 1984 - November 26, 1984
BARRON, MARSHALL & KAMEN CO., INC.
August 1, 1984 - September 11, 1984
WALTER CAPITAL CORPORATION
December 19, 1983 - July 19, 1984
KOBRIN SECURITIES, INC.
April 20, 1983 - December 20, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DIVERSIFIED EQUITIES CORP.
CRD#: 14248 / SEC#: , 8-30459
Contact information
Documents
Red Flags
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