William E. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Thomas, who also goes by Eddy Thomas, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1983. William had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2005 - December 21, 2005
LEGACY ADVISORY SERVICES, INC.
December 5, 2005 - December 21, 2005
LEGACY FINANCIAL SERVICES, INC.
July 1, 2003 - November 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 18, 1996 - November 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
August 22, 1996 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 20, 1991 - June 27, 1996
THE VARIABLE ANNUITY MARKETING COMPANY
January 9, 1991 - June 12, 1991
MML INVESTORS SERVICES, LLC
January 10, 1989 - August 8, 1990
MML INVESTORS SERVICES, LLC
April 15, 1983 - June 8, 1987
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
