James Joseph Pasztor Jr
CFP®Professional Summary
James Joseph Pasztor JR, CFP®, who also goes by Jim Pasztor Jr, Jim Pasztor, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1983 - 2019. James had worked at 3 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7, Series 3, Series 12, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Pasztor Jr, Jim Pasztor
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
PASZTOR & ASSOCIATES | PASZTOR & ASSOCIATES, INC.
Contact Information
Main Address
Aurora, CODocuments
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Apr 1985Series 5 — Interest Rate Options Examination
Passed Apr 1985Series 12 — NYSE Branch Manager Examination
Passed Nov 1992Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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