MZ
Michael D. Zimmerman
CAPITAL MANAGEMENT SERVICES
MANCHESTER, MO 63011
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CRD#: 1122291
MZ
Professional summary
Michael David Zimmerman, who also goes by Michael D Zimmerman, is a registered financial advisor currently at CAPITAL MANAGEMENT SERVICES, INC. located in Manchester, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael D Zimmerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Zimmerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2017 - Present
CAPITAL MANAGEMENT SERVICES, INC.
Office #1: 410 Sovereign Ct. Suite 13, Manchester, MO 63011RIA
CRD#: 118260
MANCHESTER, MO
Past
March 30, 2004 - December 31, 2016
CUTTER & COMPANY, INC.
RIA
CRD#: 22449
Chesterfield, MO
Past
March 1, 2004 - December 31, 2016
CUTTER & COMPANY, INC.
BD
CRD#: 22449
BALLWIN, MO
Past
January 7, 1984 - March 10, 2004
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
July 26, 1983 - January 13, 1984
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
CAPITAL MANAGEMENT SERVICES, INC.
CAPITAL MANAGEMENT SERVICES, INC. | RETIREMENT PLANNING SPECIALISTS | OSTLUND WEALTH MANAGEMENT | HTTPS://WWW.LINKEDIN.COM/IN/IRA-RICK-RICHARDSON | HTTPS://IRARICHARDSON.FREEDOMEQUITYGROUP.COM/ | GROVE WEALTH ADVISORS | CMS CAPITAL MANAGEMENT SERVICES
CRD#: 118260 / SEC#: 801-117988
RIA
Registered Investment Advisory firm - (1/21/2020 Approved)California
Registered Investment Advisory firm - (2/23/2020 Terminated)Florida
Registered Investment Advisory firm - (1/24/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/21/2020 Terminated)Kansas
Registered Investment Advisory firm - (1/24/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/24/2020 Terminated)Texas
Registered Investment Advisory firm - (1/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(1/18/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CM
CAPITAL MANAGEMENT SERVICES, INC.
CAPITAL MANAGEMENT SERVICES, INC. | RETIREMENT PLANNING SPECIALISTS | OSTLUND WEALTH MANAGEMENT | HTTPS://WWW.LINKEDIN.COM/IN/IRA-RICK-RICHARDSON | HTTPS://IRARICHARDSON.FREEDOMEQUITYGROUP.COM/ | GROVE WEALTH ADVISORS | CMS CAPITAL MANAGEMENT SERVICES
CRD#: 118260 / SEC#: 801-117988
RIA
Registered Investment Advisory firm - (1/21/2020 Approved)California
Registered Investment Advisory firm - (2/23/2020 Terminated)Florida
Registered Investment Advisory firm - (1/24/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/21/2020 Terminated)Kansas
Registered Investment Advisory firm - (1/24/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/24/2020 Terminated)Texas
Registered Investment Advisory firm - (1/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
410 Sovereign Ct. Suite 13, Manchester, MO 63011
Mailing Address
Phone number
(636) 207-5829
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 608 |
| AUM (Assets Under Management) | $ 141,700,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL MANAGEMENT SERVICES, INC.
CRD#: 118260Manchester, MO 63011TRUST BUT VERIFY
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