Geoffrey S. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Scott Bennett was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1993. Geoffrey had worked at 3 firms and has passed the Series 63, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - November 25, 2014
GSB CAPITAL LLC
February 24, 2005 - April 27, 2007
GSB CAPITAL, LLC
December 9, 1993 - December 9, 1997
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 2/14/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GSB CAPITAL LLC
CRD#: 161482 / SEC#: 801-74314
Contact information
Red Flags
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