Daniel Callan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Callan, CFP®, who also goes by Daniel J Callan, Daniel John Callan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1983. Daniel had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2021 - October 9, 2025
P.J. ROBB VARIABLE, LLC
August 5, 2010 - March 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2010 - March 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2008 - September 23, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
April 24, 2006 - August 16, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - August 16, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 10, 2004 - October 20, 2004
QUICK & REILLY, INC.
February 11, 2002 - January 22, 2004
WELLS FARGO CLEARING SERVICES, LLC
April 25, 2001 - January 28, 2002
QUICK & REILLY, INC.
June 2, 1999 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
May 3, 1999 - May 7, 1999
PARK AVENUE SECURITIES LLC
February 12, 1990 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
October 19, 1988 - January 31, 1992
BUTCHER FINANCIAL CORPORATION
July 13, 1988 - October 29, 1988
BUTCHER & SINGER INC.
April 19, 1983 - April 14, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
