Mark A. Corso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Anthony Corso was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 12 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1998 - August 3, 1998
BARRON CHASE SECURITIES, INC.
January 23, 1997 - August 8, 1997
MAIDSTONE FINANCIAL, INC.
September 18, 1996 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
September 14, 1995 - April 26, 1996
GLOBAL STRATEGIES GROUP, INC.
June 15, 1995 - September 13, 1995
TOLUCA PACIFIC SECURITIES CORP.
January 31, 1995 - July 12, 1995
THE WELLINGTON GROUP, INC.
January 23, 1995 - January 31, 1995
DICKINSON & CO.
November 3, 1994 - November 25, 1994
ROBERT TODD FINANCIAL CORP.
July 12, 1994 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
November 11, 1992 - July 18, 1994
THE WELLINGTON GROUP, INC.
March 3, 1992 - November 19, 1992
H.J. MEYERS & CO., INC.
January 22, 1991 - November 12, 1991
W.J. NOLAN & COMPANY, INC.
June 8, 1983 - February 27, 1990
METROPOLITAN LIFE INSURANCE COMPANY
June 8, 1983 - February 27, 1990
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARRON CHASE SECURITIES, INC.
CRD#: 18969 / SEC#: , 8-37107
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONTINENTAL FINANCIAL | OWNER | |
| AIELLO, PHILIP JOHN JR | V.P. | 2214889 |
| ANDOLPHO, PETER DONALD JR | V.P. | 2034938 |
| BLUNDELL, ROGER JAMES | V.P. | 2228388 |
| COLLURA, ANTHONY BURKE | V.P. | 1212502 |
| CRISTIANO, GENNARO JERRY | V.P. | |
| FEINMEL, HOWARD | CHEIF COMPLIANCE OFFICER CCO | 1330613 |
| GALLEGOS, CRAIG STEVEN | V.P. | 2026646 |
| GRIMM, KENTON EDWARD | V.P. | 1474702 |
| HAFEZI, KIOUMARS | V.P | 1725946 |
| HERMAN, BRIAN MARCUS | V.P. | 1927274 |
| KIRK, ROBERT THOMAS | CEO | 1204425 |
| KLEIN, JAY ALAN | CFO / FINOP | 3233468 |
| LIMA, MARIE SANTA | V.P. | 2727745 |
| LOCKHART, ROGER DEAN | V.P. | 1581173 |
| MACKLE, DANIEL JOSEPH SR | V.P. | 2239531 |
| MEDRANO, PAUL DEAN | V.P. | 1550449 |
| NOLE, JOHN ANTHONY | V.P. | 1609191 |
| OHALLORAN, DANIEL PATRICK | V.P. | 1391521 |
| OREILLY, RICHARD DONLON | V.P. | 845839 |
| ORLANDO, JOHN ANTHONY | V.P | 2002197 |
| PARSI, JOEY AMIR | V.P. | 1933342 |
| PETRUSHA, MICHAEL EDWARD | V.P. | 1690224 |
Disclosures
| Regulatory Event | 13 |
| Civil Event | 2 |
| Arbitration | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
