PM
Patricia L. Morisette
THE HUNTINGTON INVESTMENT COMPANY
Marshall, MI 49068
Some features on this profile are disabled
CRD#: 1121851
PM
Professional summary
Patricia Lynn Morisette, who also goes by Patricia L Swistak, Patricia Lynn Swistak, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Marshall, Michigan.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Patricia has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patricia L Swistak | Patricia Lynn Swistak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DETROIT WEST SUBURBAN DELTA GAMMA POSITION: Board Member NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 25615 Laramie Dr, Novi MI 48374, United States DESCRIPTION: Alumnae group in the Detroit MI are for National Sorority. PIONEER PROPERTIES POSITION: Passive Investor NATURE: Passive Investor: Receives income or has the expectation of receiving income that does not come from active participation in the business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2007 ADDRESS: 30833 Northwestern Hwy, #120, Farmington Hills MI 48334, United States DESCRIPTION: Family owned LLC which holds an interest in commercial properties inherited from my parents.
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Lynn Morisette's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patricia Lynn Morisette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2022 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Marshall Main 115 West Drive South, Marshall, MI 49068Office #2: Grand Haven Office 1300 S. Beacon Blvd., Grand Haven, MI 49417Office #3: Byron Center 2445 84th St Sw, Byron Center, MI 49315Office #4: Zeeland Main 101 E. Main Street, Zeeland, MI 49464Office #5: Jenison 501 Baldwin St., Jenison, MI 49428Office #6: Petoskey 1368 Us Highway 131 South, Petoskey, MI 49770Office #7: Hudsonville 6544 28th Avenue, Hudsonville, MI 49426Office #8: Ludington Downtown 101 East Court Street, Ludington, MI 49431Office #9: Grand Rapids Downtown 150 Ottawa Avenue Nw, Suite 100, Grand Rapids, MI 49503Office #10: Eastcastle Banking Office 1949 44th Street Se, Grand Rapids, MI 49508Office #11: Waters Circle 1251 E. Beltline Ne, Grand Rapids, MI 49525Office #12: Breton Village 1901 Breton Rd. Se, Grand Rapids, MI 49506Office #13: Cascade 6174 28th St. Se, Grand Rapids, MI 49546Office #14: Lowell Office 414 E. Main St., Lowell, MI 49331Office #15: Wealthy Street Office 1158 Wealthy Street South East, Grand Rapids, MI 49506Office #16: Alpine 2628 Alpine Ave. Nw, Grand Rapids, MI 49544Office #17: East Town Office 545 E. Eighth St., Holland, MI 49423Office #18: North River Banking Office 329 N. River Avenue, Holland, MI 49424Office #19: Douglas Office 60 Middle Street, Douglas, MI 49406Office #20: West Shore Banking Office 3413 West Shore Drive, Holland, MI 49424Office #21: Standale 3901 Lake Michigan Dr. Northwest, Grand Rapids, MI 49504Office #22: Plainfield 3970 Plainfield Avenue Ne, Grand Rapids, MI 49505Office #23: Apple Office 1775 E. Apple Ave., Muskegon, MI 49442Office #24: Norton 3580 Henry St., Muskegon, MI 49441Office #25: Spring Lake 123 West Savidge Street, Spring Lake, MI 49456Office #26: Hart 50 S. State St., Hart, MI 49420Office #27: Rockford Office 6835 Belding Road, Rockford, MI 49341Office #28: Fremont Main 2 West Main St., Fremont, MI 49412Office #29: Reed City Office 214 W. Upton Ave. Box 87, Reed City, MI 49677Office #30: Big Rapids Office 301 S. State St., Big Rapids, MI 49307Office #31: Portage Landings 416 West Centre Avenue, Portage, MI 49024Office #32: Bayberry 5745 Byron Center Avenue, Wyoming, MI 49519Office #33: Northside 622 Dykstra Rd, Muskegon, MI 49445Office #34: Allegan 236 Hubbard St, Allegan, MI 49010Office #35: Allendale 5980 Lake Michigan Drive, Allendale, MI 49401Office #36: Kalamazoo West 6080 W Main St, Kalamazoo, MI 49009Office #37: Niles Main 407 East Main Street, Niles, MI 49120Office #38: Benton Harbor Downtown 433 West Main Street, Benton Harbor, MI 49022Office #39: Benton Harbor Orchards 1882 Pipestone Road, Benton Harbor, MI 49022Office #40: Berrien Springs 9190 Berrien Us Hwy 31, Berrien Springs, MI 49103Office #41: Bridge Street 910 Bridge Street, Grand Rapids, MI 49504Office #42: Caledonia 627 East Main Street, Caledonia, MI 49316Office #43: Coloma 209 N Paw Paw Street, Coloma, MI 49038Office #44: Cutlerville 6455 Division Avenue S, Grand Rapids, MI 49548Office #45: Dowagiac 114 Commercial Street, Dowagiac, MI 49047Office #46: Edwardsburg 68955 M-62, Edwardsburg, MI 49112Office #47: Grandville Wilson Ave 4495 Wilson Avenue, Grandville, MI 49418Office #48: Hamilton M-40 3614 M-40, Hamilton, MI 49419Office #49: Holland Downtown 150 Central Ave, Holland, MI 49423Office #50: Hudsonville 32nd 4595 32nd Ave, Hudsonville, MI 49426Office #51: Kalamazoo Downtown 155 W Michigan Ave, Suite 101, Kalamazoo, MI 49007Office #52: Kalamazoo Midtown 1910 Parkview Ave, Kalamazoo, MI 49008Office #53: Kentwood 6225 Kalamazoo Ave Se, Kentwood, MI 49508Office #54: Paw Paw 212 S Kalamazoo St, Paw Paw, MI 49079Office #55: Saint Joseph Court Place 720 Pleasant Street, St. Joseph, MI 49085Office #56: South Haven Downtown 433 Phoenix Street, South Haven, MI 49090Office #57: Stevensville Lakeshore 1711 West John Beers Road, Stevensville, MI 49127Office #58: Walker Main 2185 3 Mile Road Nw, Grand Rapids, MI 49544Office #59: Washington Ave 333 Washington Ave, Grand Haven, MI 49417Office #60: Wayland 1146 West Superior Street, Wayland, MI 49348Office #61: Lake City 127 S Main St, Lake City, MI 49651-9046Office #62: Greenville West Washington 1311 W Washington St, Greenville, MI 48838-2191Office #63: Egan 200 W. Higham Street, Saint Johns, MI 48879Office #64: Battle Creek Riverside 290 East Columbia Avenue, Battle Creek, MI 49015Office #65: North Street 1111 W. North Street, Jackson, MI 49202Office #66: West Point 1514 West Morrell, Jackson, MI 49203Office #67: Brooklyn Mi 310 S. Main, Brooklyn, MI 49230Office #68: Okemos 5050 Marsh Rd, Ste 1, Okemos, MI 48864Office #69: Portland Office 1235 E. Bridge St., Portland, MI 48875Office #70: West Saginaw Highway 6101 West Saginaw Highway, Lansing, MI 48917Office #71: Downtown Sturgis 100 E Chicago Rd, Sturgis, MI 49091Office #72: Albion N Eaton 1301 North Eaton Street, Albion, MI 49224Office #73: Battle Creek Pennfield 1295 Capital Avenue Ne, Battle Creek, MI 49017Office #74: Coldwater Willowbrook 375 North Willowbrook Road, Coldwater, MI 49036Office #75: Hastings 241 West State Street, Hastings, MI 49058Office #76: Charlevoix Downtown 201 State St, Charlevoix, MI 49720Office #77: Empire 10210 West Front Street, Empire, MI 49630Office #78: Boyne City 101 River St, Boyne City, MI 49712Office #79: Grayling Downtown 305 Michigan Ave, Grayling, MI 49738Office #80: East Saginaw 3015 East Saginaw, Lansing, MI 48912Office #81: Williamston 105 W. Middle St., Williamston, MI 48895Office #82: Marion 201 East Main St., Marion, MI 49665Office #83: Midland Financial Center 1709 North Saginaw, Midland, MI 48640Office #84: Downtown Standish 120 N. Forest, Standish, MI 48658Office #85: Evart 107 North Pine St, Evart, MI 49631Office #86: Auburn Midland 232 West Midland Road, Auburn, MI 48611Office #87: Roscommon 505 North 5th Street, Roscommon, MI 48653Office #88: Houghton Lake East 2263 West Houghton Lake Drive, Houghton Lake, MI 48629Office #89: Clare Main 807 North Mcewan Street, Clare, MI 48617Office #90: Freeland 230 North Main Street, Freeland, MI 48623Office #91: Gladwin 1016 East Cedar Avenue, Gladwin, MI 48624Office #92: Gaylord Downtown 100 E. Main Street, Gaylord, MI 49735Office #93: Alpena M-32 1324 M-32 West, Alpena, MI 49707Office #94: Belaire Office 225 State Highway M-88 South, Bellaire, MI 49615Office #95: East Jordon 102 North Mill St, East Jordan, MI 49727Office #96: Kalkaska 206 W. Mile Road, Kalkaska, MI 49646Office #97: Leland 111 N. Main, Leland, MI 49654Office #98: Northport 122 E. Nagonaba, Northport, MI 49670Office #99: Cadillac Main 103 N. Mitchell, Cadillac, MI 49601Office #100: Manistee First St 325 First Street, Manistee, MI 49660Office #101: Elk Rapids 97 River Street, Elk Rapids, MI 49629Office #102: Kingsley 111 N Brownson Ave, Kingsley, MI 49649Office #103: Petoskey North 406 Bay St, Petoskey, MI 49770Office #104: Suttons Bay South 105 W Fourth St, Suttons Bay, MI 49682Office #105: Wmi And Cmi Osj - Byron Center 2445 84th Street Sw, Byron Center, MI 49315Office #106: Brookfield E Grand River Ave 1331 E Grand River Ave, East Lansing, MI 48823Office #109: Campus Plaza 1227 E. Front Street, Traverse City, MI 49686Office #110: Traverse City Downtown 427 W. Front Street, Traverse City, MI 49684Office #111: Grand Traverse Mall 3160 S. Airport Road West, Traverse City, MI 49684Office #112: Chum's Corners 4205 Us 31 South, Traverse City, MI 49685Office #113: Traverse City 14 St 613 West Fourteenth Street, Traverse City, MI 49684Office #114: Mio 211 N Morenci Ave, Mio, MI 48647Office #115: West Branch 700 West Houghton Avenue, West Branch, MI 48661Office #116: Carson City 10795 E Carson City Rd, Carson City, MI 48811-9560Office #117: Sem - Richmond - Richmond 67270 Main St, Richmond, MI 48062Office #118: Mount Pleasant Mission St 1908 S Mission St, Mount Pleasant, MI 48858-4423RIA
BD
CRD#: 16986
Marshall, MI
Current
July 1, 2022 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Marshall Main 115 West Drive South, Marshall, MI 49068Office #2: Grand Haven Office 1300 S. Beacon Blvd., Grand Haven, MI 49417Office #3: Byron Center 2445 84th St Sw, Byron Center, MI 49315Office #4: Zeeland Main 101 E. Main Street, Zeeland, MI 49464Office #5: Jenison 501 Baldwin St., Jenison, MI 49428Office #6: Petoskey 1368 Us Highway 131 South, Petoskey, MI 49770Office #7: Hudsonville 6544 28th Avenue, Hudsonville, MI 49426Office #8: Ludington Downtown 101 East Court Street, Ludington, MI 49431Office #9: Grand Rapids Downtown 150 Ottawa Avenue Nw, Suite 100, Grand Rapids, MI 49503Office #10: Eastcastle Banking Office 1949 44th Street Se, Grand Rapids, MI 49508Office #11: Waters Circle 1251 E. Beltline Ne, Grand Rapids, MI 49525Office #12: Breton Village 1901 Breton Rd. Se, Grand Rapids, MI 49506Office #13: Cascade 6174 28th St. Se, Grand Rapids, MI 49546Office #14: Lowell Office 414 E. Main St., Lowell, MI 49331Office #15: Wealthy Street Office 1158 Wealthy Street South East, Grand Rapids, MI 49506Office #16: Alpine 2628 Alpine Ave. Nw, Grand Rapids, MI 49544Office #17: East Town Office 545 E. Eighth St., Holland, MI 49423Office #18: North River Banking Office 329 N. River Avenue, Holland, MI 49424Office #19: Douglas Office 60 Middle Street, Douglas, MI 49406Office #20: West Shore Banking Office 3413 West Shore Drive, Holland, MI 49424Office #21: Standale 3901 Lake Michigan Dr. Northwest, Grand Rapids, MI 49504Office #22: Plainfield 3970 Plainfield Avenue Ne, Grand Rapids, MI 49505Office #23: Apple Office 1775 E. Apple Ave., Muskegon, MI 49442Office #24: Norton 3580 Henry St., Muskegon, MI 49441Office #25: Spring Lake 123 West Savidge Street, Spring Lake, MI 49456Office #26: Hart 50 S. State St., Hart, MI 49420Office #27: Rockford Office 6835 Belding Road, Rockford, MI 49341Office #28: Fremont Main 2 West Main St., Fremont, MI 49412Office #29: Reed City Office 214 W. Upton Ave. Box 87, Reed City, MI 49677Office #30: Big Rapids Office 301 S. State St., Big Rapids, MI 49307Office #31: Portage Landings 416 West Centre Avenue, Portage, MI 49024Office #32: Bayberry 5745 Byron Center Avenue, Wyoming, MI 49519Office #33: Northside 622 Dykstra Rd, Muskegon, MI 49445Office #34: Allegan 236 Hubbard St, Allegan, MI 49010Office #35: Allendale 5980 Lake Michigan Drive, Allendale, MI 49401Office #36: Kalamazoo West 6080 W Main St, Kalamazoo, MI 49009Office #37: Niles Main 407 East Main Street, Niles, MI 49120Office #38: Benton Harbor Downtown 433 West Main Street, Benton Harbor, MI 49022Office #39: Benton Harbor Orchards 1882 Pipestone Road, Benton Harbor, MI 49022Office #40: Berrien Springs 9190 Berrien Us Hwy 31, Berrien Springs, MI 49103Office #41: Bridge Street 910 Bridge Street, Grand Rapids, MI 49504Office #42: Caledonia 627 East Main Street, Caledonia, MI 49316Office #43: Coloma 209 N Paw Paw Street, Coloma, MI 49038Office #44: Cutlerville 6455 Division Avenue S, Grand Rapids, MI 49548Office #45: Dowagiac 114 Commercial Street, Dowagiac, MI 49047Office #46: Edwardsburg 68955 M-62, Edwardsburg, MI 49112Office #47: Grandville Wilson Ave 4495 Wilson Avenue, Grandville, MI 49418Office #48: Hamilton M-40 3614 M-40, Hamilton, MI 49419Office #49: Holland Downtown 150 Central Ave, Holland, MI 49423Office #50: Hudsonville 32nd 4595 32nd Ave, Hudsonville, MI 49426Office #51: Kalamazoo Downtown 155 W Michigan Ave, Suite 101, Kalamazoo, MI 49007Office #52: Kalamazoo Midtown 1910 Parkview Ave, Kalamazoo, MI 49008Office #53: Kentwood 6225 Kalamazoo Ave Se, Kentwood, MI 49508Office #54: Paw Paw 212 S Kalamazoo St, Paw Paw, MI 49079Office #55: Saint Joseph Court Place 720 Pleasant Street, St. Joseph, MI 49085Office #56: South Haven Downtown 433 Phoenix Street, South Haven, MI 49090Office #57: Stevensville Lakeshore 1711 West John Beers Road, Stevensville, MI 49127Office #58: Walker Main 2185 3 Mile Road Nw, Grand Rapids, MI 49544Office #59: Washington Ave 333 Washington Ave, Grand Haven, MI 49417Office #60: Wayland 1146 West Superior Street, Wayland, MI 49348Office #61: Lake City 127 S Main St, Lake City, MI 49651-9046Office #62: Greenville West Washington 1311 W Washington St, Greenville, MI 48838-2191Office #63: Egan 200 W. Higham Street, Saint Johns, MI 48879Office #64: Battle Creek Riverside 290 East Columbia Avenue, Battle Creek, MI 49015Office #65: North Street 1111 W. North Street, Jackson, MI 49202Office #66: West Point 1514 West Morrell, Jackson, MI 49203Office #67: Brooklyn Mi 310 S. Main, Brooklyn, MI 49230Office #68: Okemos 5050 Marsh Rd, Ste 1, Okemos, MI 48864Office #69: Portland Office 1235 E. Bridge St., Portland, MI 48875Office #70: West Saginaw Highway 6101 West Saginaw Highway, Lansing, MI 48917Office #71: Downtown Sturgis 100 E Chicago Rd, Sturgis, MI 49091Office #72: Albion N Eaton 1301 North Eaton Street, Albion, MI 49224Office #73: Battle Creek Pennfield 1295 Capital Avenue Ne, Battle Creek, MI 49017Office #74: Coldwater Willowbrook 375 North Willowbrook Road, Coldwater, MI 49036Office #75: Hastings 241 West State Street, Hastings, MI 49058Office #76: Charlevoix Downtown 201 State St, Charlevoix, MI 49720Office #77: Empire 10210 West Front Street, Empire, MI 49630Office #78: Boyne City 101 River St, Boyne City, MI 49712Office #79: Grayling Downtown 305 Michigan Ave, Grayling, MI 49738Office #80: East Saginaw 3015 East Saginaw, Lansing, MI 48912Office #81: Williamston 105 W. Middle St., Williamston, MI 48895Office #82: Marion 201 East Main St., Marion, MI 49665Office #83: Midland Financial Center 1709 North Saginaw, Midland, MI 48640Office #84: Downtown Standish 120 N. Forest, Standish, MI 48658Office #85: Evart 107 North Pine St, Evart, MI 49631Office #86: Auburn Midland 232 West Midland Road, Auburn, MI 48611Office #87: Roscommon 505 North 5th Street, Roscommon, MI 48653Office #88: Houghton Lake East 2263 West Houghton Lake Drive, Houghton Lake, MI 48629Office #89: Clare Main 807 North Mcewan Street, Clare, MI 48617Office #90: Freeland 230 North Main Street, Freeland, MI 48623Office #91: Gladwin 1016 East Cedar Avenue, Gladwin, MI 48624Office #92: Gaylord Downtown 100 E. Main Street, Gaylord, MI 49735Office #93: Alpena M-32 1324 M-32 West, Alpena, MI 49707Office #94: Belaire Office 225 State Highway M-88 South, Bellaire, MI 49615Office #95: East Jordon 102 North Mill St, East Jordan, MI 49727Office #96: Kalkaska 206 W. Mile Road, Kalkaska, MI 49646Office #97: Leland 111 N. Main, Leland, MI 49654Office #98: Northport 122 E. Nagonaba, Northport, MI 49670Office #99: Cadillac Main 103 N. Mitchell, Cadillac, MI 49601Office #100: Manistee First St 325 First Street, Manistee, MI 49660Office #101: Elk Rapids 97 River Street, Elk Rapids, MI 49629Office #102: Kingsley 111 N Brownson Ave, Kingsley, MI 49649Office #103: Petoskey North 406 Bay St, Petoskey, MI 49770Office #104: Suttons Bay South 105 W Fourth St, Suttons Bay, MI 49682Office #105: Wmi And Cmi Osj - Byron Center 2445 84th Street Sw, Byron Center, MI 49315Office #106: Brookfield E Grand River Ave 1331 E Grand River Ave, East Lansing, MI 48823Office #107: Campus Plaza 1227 E. Front Street, Traverse City, MI 49686Office #108: Traverse City Downtown 427 W. Front Street, Traverse City, MI 49684Office #109: Grand Traverse Mall 3160 S. Airport Road West, Traverse City, MI 49684Office #110: Chum's Corners 4205 Us 31 South, Traverse City, MI 49685Office #111: Traverse City 14 St 613 West Fourteenth Street, Traverse City, MI 49684Office #112: Mio 211 N Morenci Ave, Mio, MI 48647Office #113: West Branch 700 West Houghton Avenue, West Branch, MI 48661Office #114: Carson City 10795 E Carson City Rd, Carson City, MI 48811-9560Office #115: Sem - Richmond - Richmond 67270 Main St, Richmond, MI 48062Office #116: Mount Pleasant Mission St 1908 S Mission St, Mount Pleasant, MI 48858-4423RIA
BD
CRD#: 16986
Marshall, MI
Past
May 12, 2008 - May 17, 2022
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
BRIGHTON, MI
Past
September 24, 2007 - May 17, 2022
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
BRIGHTON, MI
Past
November 8, 2006 - May 31, 2007
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
NOVI, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(7/1/2022)
IAR
Michigan(7/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE HUNTINGTON INVESTMENT COMPANY
CRD#: 16986Marshall, MI 49068TRUST BUT VERIFY
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