Richard P. Imperiale

UNIPLAN INSTITUTIONAL ADVISORS LLC

Milwaukee, WI 53202

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CRD#: 1121650

Professional summary

Richard Paul Imperiale is a registered financial advisor currently at UNIPLAN INSTITUTIONAL ADVISORS LLC located in Milwaukee, Wisconsin and UNIPLAN INVESTMENT COUNSEL, INC. located in Milwaukee, Wisconsin.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Paul Imperiale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

UNIPLAN INSTITUTIONAL ADVISORS LLC

Office #1: 839 N Jefferson St. Suite 502, Milwaukee, WI 53202

RIA

CRD#: 314367

Milwaukee, WI

Current

January 15, 2025 - Present

UNIPLAN INVESTMENT COUNSEL, INC.

Office #1: 839 N Jefferson St. Suite 502, Milwaukee, WI 53202

RIA

CRD#: 154718

Milwaukee, WI

Past

June 9, 2021 - December 31, 2024

UNIPLAN INSTITUTIONAL ADVISORS LLC

RIA

CRD#: 314367

MILWAUKEE, WI

Past

September 16, 2010 - December 31, 2024

UNIPLAN INVESTMENT COUNSEL, INC.

RIA

CRD#: 154718

MILWAUKEE, WI

Past

June 14, 1985 - March 11, 2021

UNIPLAN REAL ESTATE ADVISORS, INC.

RIA

CRD#: 105949

UNION GROVE, WI

Past

May 26, 1983 - October 4, 1984

B. C. ZIEGLER AND COMPANY

CRD#: 61

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNIPLAN INVESTMENT COUNSEL, INC.

CRD#: 154718 / SEC#: 801-71802

RIA

Registered Investment Advisory firm - (9/16/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/1994

General Securities Principal Examination

Current Firm

UNIPLAN INVESTMENT COUNSEL, INC.

CRD#: 154718 / SEC#: 801-71802

RIA

Registered Investment Advisory firm - (9/16/2010 Approved)

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Contact information

Main Address

839 N Jefferson St. Suite 502, Milwaukee, WI 53202

Mailing Address

Phone number

(262) 534-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNIPLAN INVESTMENT COUNCIL, INC. FORM ADV PART 2A, DATED MARCH 19, 2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,483
AUM (Assets Under Management)	$ 1,124,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard P. Imperiale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Paul Imperiale's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNIPLAN INVESTMENT COUNSEL, INC.

UNIPLAN INSTITUTIONAL ADVISORS LLC

UNIPLAN INVESTMENT COUNSEL, INC.

UNIPLAN REAL ESTATE ADVISORS, INC.

B. C. ZIEGLER AND COMPANY

Primary Firm SEC Registration

UNIPLAN INVESTMENT COUNSEL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/1994

Series 63

Date: 6/6/1983

Series 7

Date: 5/21/1983

Series 24

Date: 10/26/1994

Current Firm

UNIPLAN INVESTMENT COUNSEL, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNIPLAN INVESTMENT COUNSEL, INC.

TRUST BUT VERIFY

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