Candace P. Omlid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Candace Patricia Omlid, who also goes by Candace Patricia Wright, was a registered financial professional .
Candace is a previously registered financial professional and started their career in finance in 1983. Candace had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 1985 - March 20, 1990
FINANCIAL PLANNING CONSULTANTS, INC.
March 27, 1984 - March 25, 1985
FIRST AFFILIATED SECURITIES, INC.
October 19, 1983 - February 21, 1984
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL PLANNING CONSULTANTS, INC.
CRD#: 8541 / SEC#: , 8-25384
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
