Mark A. Barrett

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CRD#: 1121473

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Annin Barrett, CFP® was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 2/20/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/03/2020 - 2 Hours Per Month During Securities Trading - Fixed insurance business. 2. LPL FINANCIAL, LLC; INVESTMENT RELATED; GRANITE BAY, CA; REGISTERED REPRESENTATIVE; 01/1990; 160 HOURS PER MTH DURING SECURITIES TRADING; 0 HOURS PER MTH OUTSIDE SECURITIES TRADING. 3. BOYS AND GIRLS CLUB OF THE NORTH VALLEY; NON-INVESTMENT RELATED; NORTH VALLEY, CA; NON-PROFIT BOARD MEMBER; START DATE: 04/2019; LESS THAN 10 HOURS/MONTH; 0 HOURS DURING SECURITIES TRADING

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Past

September 8, 2023 - January 3, 2024

ABOUND FINANCIAL

RIA

CRD#: 327724

Chico, CA

Past

July 15, 2016 - December 6, 2023

THE WEALTH CONSULTING GROUP

RIA

CRD#: 173194

Chico, CA

Past

December 31, 1997 - December 19, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICO, CA

Past

January 9, 1990 - December 31, 2023

LPL FINANCIAL LLC

CRD#: 6413

CHICO, CA

Past

November 19, 1989 - January 18, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 24, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 6, 1984 - March 18, 1987

U.S. ADVISORS, INC.

CRD#: 10721

Past

January 25, 1984 - December 24, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

April 19, 1983 - January 25, 1984

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABOUND FINANCIAL

ABOUND FINANCIAL | KERUX, LLC | KERUX FINANCIAL | KERUX | ABOUND FINANCIAL, LLC

CRD#: 327724 / SEC#: 801-128697

RIA

Registered Investment Advisory firm - (9/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/1983

General Securities Principal Examination

Current Firm

ABOUND FINANCIAL

ABOUND FINANCIAL | KERUX, LLC | KERUX FINANCIAL | KERUX | ABOUND FINANCIAL, LLC

CRD#: 327724 / SEC#: 801-128697

RIA

Registered Investment Advisory firm - (9/6/2023 Approved)

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Contact information

Main Address

4180 Douglas Blvd Suite 200, Granite Bay, CA 95746

Mailing Address

Phone number

(916) 846-7780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A APPENIDIX 1 - WRAP PROGRAM BROCHURE (8/14/2025)

PART 2A BROCHURE (8/14/2025)

Regulatory assets under management

Total Number of Accounts	1,800
AUM (Assets Under Management)	$ 436,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Barrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE WEALTH CONSULTING GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

U.S. ADVISORS, INC.

FINANCIAL PLANNERS EQUITY CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ABOUND FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1983

Series 24

Date: 6/20/1983

Current Firm

ABOUND FINANCIAL

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABOUND FINANCIAL

TRUST BUT VERIFY

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