Richard W. Kranz

PORTFOLIO MANAGEMENT

Austin, TX 78701

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CRD#: 1121438

Professional summary

Richard Winthrop Kranz, CFP® is a registered financial advisor currently at PORTFOLIO MANAGEMENT, LLC located in Austin, Texas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Winthrop Kranz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

October 15, 2014 - Present

PORTFOLIO MANAGEMENT, LLC

Office #1: 500 West 2nd Street Suite 1900, Austin, TX 78701

RIA

CRD#: 107129

Austin, TX

Past

July 8, 1988 - December 31, 1989

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

June 6, 1983 - July 8, 1988

FINANCIAL SYNERGIES EQUITIES, INC.

CRD#: 7550

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO MANAGEMENT, LLC

KRANZ RICHARD WINTHROP | PORTFOLIO MANAGEMENT, LLC | PORTFOLIO MANAGEMENT

CRD#: 107129 / SEC#: 801-42052

RIA

Registered Investment Advisory firm - (8/3/1992 Approved)

Louisiana

Registered Investment Advisory firm - (1/10/2001 Approved)

Texas

Registered Investment Advisory firm - (8/19/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/15/2014)

IAR

Texas
(10/15/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/9/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Current Firm

PORTFOLIO MANAGEMENT, LLC

KRANZ RICHARD WINTHROP | PORTFOLIO MANAGEMENT, LLC | PORTFOLIO MANAGEMENT

CRD#: 107129 / SEC#: 801-42052

RIA

Registered Investment Advisory firm - (8/3/1992 Approved)

Louisiana

Registered Investment Advisory firm - (1/10/2001 Approved)

Texas

Registered Investment Advisory firm - (8/19/1992 Approved)

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Contact information

Main Address

500 West 2nd Street Suite 1900, Austin, TX 78701

Mailing Address

Phone number

(512) 222-4035

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 144,395,392

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard W. Kranz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Winthrop Kranz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO MANAGEMENT, LLC

DERAND/PENNINGTON/BASS, INC.

FINANCIAL SYNERGIES EQUITIES, INC.

Primary Firm SEC Registration

PORTFOLIO MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/9/1983

Series 7

Date: 5/21/1983

Current Firm

PORTFOLIO MANAGEMENT, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO MANAGEMENT, LLC

TRUST BUT VERIFY

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