Edgar A. Mcintosh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Angus Mcintosh JR, who also goes by Edgar Angus Jr Mcintosh, was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 1983. Edgar had worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2000 - February 1, 2001
VANGUARD CAPITAL
January 30, 1994 - May 28, 1998
WELLS FARGO SECURITIES, LLC
December 21, 1989 - December 1, 1993
RAFFENSPERGER, HUGHES & CO., INC.
September 29, 1983 - April 29, 1985
BROADCORT CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VANGUARD CAPITAL
CRD#: 22081 / SEC#: 801-71971, 8-39450
Contact information
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
