Eugene J. Kweeder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene John Kweeder, who also goes by Gene Kweeder, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1983. Eugene had worked at 5 firms and has passed the Series 63, SIE, Series 4, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - February 8, 2017
MSI FINANCIAL SERVICES, INC.
January 2, 2015 - February 8, 2017
MSI FINANCIAL SERVICES, INC.
July 23, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
July 24, 2002 - July 19, 2012
NEW ENGLAND SECURITIES
March 13, 1991 - January 2, 2015
NEW ENGLAND SECURITIES
April 11, 1989 - January 14, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 11, 1989 - January 14, 1991
EQUITABLE ADVISORS, LLC
March 28, 1983 - April 15, 1989
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
